Events

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This time - its personal

16 March 2010

"This time it’s personal"

 

The South West Regional Chairman and his Committee invite you to attend the Spring Conference, to be held at the offices of Thring Townsend Lee

& Pembertons solicitors, Bristol (BS1 6BX) on the afternoon of Tuesday 16 March 2010.  This event will focus on the many regulatory and legal

developments impacting on individuals working in the financial services sector, including:

 

*     ALASTAIR GOVIER,  FSA Litigation Partner, Thring Townsend Lee & Pembertions will address the Changes in directors' responsibilities under the 2006 Companies Act.

 

*     FSA's more intrusive approach to Approved Persons, including the interview process for "Significant Influence Functions".

 

*     ROBERT WHARTON, Head of Corporate Financial Services, Thring Townsend Lee & Pembertons will cover the FSA's increasing focus on

individuals in its Enforcement proceedings.

 

·         The impact of the Walker review and FSA's own remuneration code on financial sector staff.

 

More speakers to be confirmed!

 

Starting at 2pm (registration from 1.30pm), the conference will include presentations from Thring Townsend Lee & Pembertons, and industry figures as well as the opportunity for discussion providing invaluable insight into the obligations none of us can afford to ignore. 

 

Only street parking or NCP parking is available, the nearest one being Queen Charlotte Street, just over the bridge from the office, (please see following link)  http://www.ttuk.com/contact_location_bristol.asp

 

Refreshments (tea/coffee etc) will be available at registration and on conclusion of the event to allow opportunities for networking.

 

To attend this event please complete the booking form attached and return by return email or post to Hazel Lacey, Compliance Institute, 107 Barkby Road, Leicester, LE4 9LG. or fax to 0116 274 2239. This event is FREE to CI members and £25.00 to non members.

 

I look forward to seeing as many of you there as possible.

 

Kind regards

 

Mark Ross

Chairman SW Region

 

 

BOOKING FORM

 

TITLE:           This Time Its Personal

 

VENUE:         Thring Townsend Lee & Pembertons, The Paragon, Counterslip,

Bristol BS1 6BX

 

DATE:            Tuesday 16 March 2010

 

TIME:             1.30pm Registration for 2.00pm Start

 

 

NAME:

 

 

MEMBERSHIP NO:

 

COMPANY NAME:

 

 

 

POSITION

 

 

 

 

ADDRESS:

 

 

 

 

 

TELEPHONE NO:

 

 

 

FAX NO:

 

 

E.MAIL ADDRESS:

 

 

 

COST:

 

FREE TO CI MEMBERS

 

£25.00 for non members

 

All prices are quoted including VAT

 

I enclose a cheque for  £___________  with this booking form made payable to the Compliance Institute, or you can call 0116 246 1316 to make a payment by credit or debit card or alternatively visit the website at www.complianceinstitute.co.uk where you can also pay online. 

 

 

Please return this booking to Hazel Lacey, Compliance Institute,

107 Barkby Road, Leicester, LE4 9LG

Either by fax to 0116 274 2239 or e.mail: hlacey.compinst@nsconnect.co.uk

 

Speaker/Venue changes

The Compliance Institute reserves the right to change the venue, speakers or programme from that described in the covering letter.  

 

Cancellations:/Substitutions

We regret that cancellations received after 9 March will not be refunded, however, substitutions can be made at any time.  Alternatively you may request a copy of the delegate pack.

 

 


£25.00